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Scientific Article| Volume 8, ISSUE 2, 101155, March 2023

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Factors Affecting Clinical Outcomes Among Patients Infected With HIV and Anal Cancer Treated With Modern Definitive Chemotherapy and Radiation Therapy

Open AccessPublished:December 25, 2022DOI:https://doi.org/10.1016/j.adro.2022.101155

      Abstract

      Purpose

      Anal cancer affects a disproportionate percentage of persons infected with human immunodeficiency virus (HIV). We analyzed a cohort of patients with HIV and anal cancer who received modern radiation therapy (RT) and concurrent chemotherapy to assess whether certain factors are associated with poor oncologic outcomes.

      Patients and Methods

      We performed a retrospective chart review of 75 consecutive patients with HIV infection and anal cancer who received definitive chemotherapy and RT from 2008 to 2018 at a single academic institution. Local recurrence, overall survival, changes in CD4 counts, and toxicities were investigated.

      Results

      Most patients were male (92%) with large representation from Black patients (77%). The median pretreatment CD4 count was 280 cells/mm3, which was persistently lower at 6 and 12 months’ posttreatment, 87 cells/mm3 and 182 cells/mm3, respectively (P < .001). Most (92%) patients received intensity modulated RT; median dose was 54 Gy (Range, 46.8-59.4 Gy). At a median follow-up 5.4 years (Range, 4.37-6.21 years), 20 (27%) patients had disease recurrence and 10 (13%) had isolated local failures. Nine patients died due to progressive disease. In multivariable analysis, clinically node negative involvement was significantly associated with better overall survival (hazard ratio, 0.39; 95% confidence interval, 0.16-1.00, P = .049). Acute grade 2 and 3 skin toxicities were common, at 83% and 19%, respectively. Acute grade 2 and 3 gastrointestinal toxicities were 9% and 3%, respectively. Acute grade 3 hematologic toxicity was 20%, and one grade 5 toxicity was reported. Several late grade 3 toxicities persisted: gastrointestinal (24%), skin (17%), and hematologic (6%). Two late grade 5 toxicities were noted.

      Conclusions

      Most patients with HIV and anal cancer did not experience local recurrence; however, acute and late toxicities were common. CD4 counts at 6 and 12 months’ posttreatment remained lower than pretreatment CD4 counts. Further attention to treatment of the HIV-infected population is needed.

      Introduction

      Anal cancer is a relatively rare cancer and accounted for approximately 0.5% of all new cancer cases diagnosed in 2021. However, rates for new cases of anal cancer have risen an average of 2.1% each year from 2009 to 2018. Death rates have increased an average of 3.2% each year during the same time frame.
      National Cancer Institute Surveillance
      Epidemiology, and End Results Program.
      Human papillomavirus (HPV) infection and immunosuppression, such as infection with human immunodeficiency virus (HIV), are well-known risk factors for the development of anal cancer.
      HPV infection appears to persist for longer in persons living with HIV/acquired immunodeficiency syndrome (PLWHA) compared with patients uninfected with HIV; PLWHA are 7 times more likely to have persistent HPV infection, and immunosuppression from HIV could prevent HPV clearance, thus increasing the potential risk of developing anal cancer.
      • Dandapani SV
      • Eaton M
      • Thomas Jr, CR
      • Pagnini PG
      HIV- positive anal cancer: An update for the clinician.
      The prevalence of anal HPV infection in men with HIV is very high, with estimates of >86% in men who have sex with men (MSM); the only published prospective study estimates that the incidence of anal HPV-16 in MSM with HIV is 92%, with a clearance at 12.2% per year and a mean retention time of 36 months.
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      MSM with HIV have a particularly high incidence of anal cancer compared with the general population, women with HIV, or other men with HIV.
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      Effect of immunodeficiency, HIV viral load, and antiretroviral therapy on the risk of individual malignancies (FHDH-ANRS CO4): A prospective cohort study.
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      Incidence of HIV-related anal cancer remains increased despite long-term combined antiretroviral treatment: Results from the French hospital database on HIV.
      • Clifford GM
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      A meta-analysis of anal cancer incidence by risk group: Toward a unified anal cancer risk scale.
      Individuals with HIV have a 40- to 80-fold increased risk of developing anal cancer compared with the general population and could be contributing to the overall rise of anal cancer incidence.
      • Dandapani SV
      • Eaton M
      • Thomas Jr, CR
      • Pagnini PG
      HIV- positive anal cancer: An update for the clinician.
      Several prospective trials have established the standard of care treatment for localized anal cancer as definitive chemotherapy and radiation therapy (CRT); multiple attempts to decrease the acute toxicities of CRT from mitomycin (MMC) have been tested, but CRT with 5-flurouracil (5FU) and MMC continues to be the standard treatment for patients who are immunocompetent.
      • Gunderson LL
      • Winter KA
      • Ajani JA
      • et al.
      Long-term update of US GI intergroup RTOG 98-11 phase III trial for anal carcinoma: Survival, relapse, and colostomy failure with concurrent chemoradiation involving fluorouracil/mitomycin versus fluorouracil/cisplatin.
      ,
      • James RD
      • Glynne-Jones R
      • Meadows HM
      • et al.
      Mitomycin or cisplatin chemoradiation with or without maintenance chemotherapy for treatment of squamous-cell carcinoma of the anus (ACT II): A randomised, phase 3, open-label, 2 × 2 factorial trial.
      Toxicities have ranged as high as >20% for acute grade 3 skin and gastrointestinal (GI) toxicities for patients who are immunocompetent, often resulting in treatment breaks or delays for patients to recover from toxicities.
      • Gunderson LL
      • Winter KA
      • Ajani JA
      • et al.
      Long-term update of US GI intergroup RTOG 98-11 phase III trial for anal carcinoma: Survival, relapse, and colostomy failure with concurrent chemoradiation involving fluorouracil/mitomycin versus fluorouracil/cisplatin.
      • James RD
      • Glynne-Jones R
      • Meadows HM
      • et al.
      Mitomycin or cisplatin chemoradiation with or without maintenance chemotherapy for treatment of squamous-cell carcinoma of the anus (ACT II): A randomised, phase 3, open-label, 2 × 2 factorial trial.
      • Flam M
      • John M
      • Pajak TF
      • et al.
      Role of mitomycin in combination with fluorouracil and radiotherapy, and of salvage chemoradiation in the definitive nonsurgical treatment of epidermoid carcinoma of the anal canal: Results of a phase III randomized intergroup study.
      In a pooled analysis of Radiation Therapy Oncology Group trials 87-04 and 98-11, total treatment time of more than 53 days was correlated with lower colostomy-free survival and was significantly associated with local failure.
      • Ben-Josef E
      • Moughan J
      • Ajani JA
      • et al.
      Impact of overall treatment time on survival and local control in patients with anal cancer: A pooled data analysis of Radiation Therapy Oncology Group trials 87-04 and 98-11.
      Improvements in radiation therapy (RT) technique with intensity modulated radiation therapy (IMRT) have helped decrease rates of high-grade toxicities and treatment interruptions compared with conventional 3-dimensional conformal RT.
      • Kachnic LA
      • Winter K
      • Myerson RJ
      • et al.
      RTOG 0529: A phase 2 evaluation of dose-painted intensity modulated radiation therapy in combination with 5-fluorouracil and mitomycin-C for the reduction of acute morbidity in carcinoma of the anal canal.
      However, most prospective studies of anal cancer excluded patients with HIV infection, patients with CD4 count <200 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      , or those with acquired immunodeficiency syndrome, even though PLWHA have a disproportionate burden of anal cancer compared with the general population. Multiple studies have reported that PLWHA experience high rates of acute grade ≥3 skin and hematologic toxicities,
      • Edelman S
      • Johnstone PA.
      Combined modality therapy for HIV-infected patients with squamous cell carcinoma of the anus: Outcomes and toxicities.
      especially compared with patients who are not infected with HIV; PWLHA frequently receive lower doses of CRT than patients who are not infected with HIV because of high-grade toxicities.
      • Bryant AK
      • Mudgway R
      • Huynh-Le MP
      • et al.
      Effect of CD4 count on treatment toxicity and tumor recurrence in human immunodeficiency virus-positive patients with anal Cancer.
      • Hammad N
      • Heilbrun LK
      • Gupta S
      • et al.
      Squamous cell cancer of the anal canal in HIV-infected patients receiving highly active antiretroviral therapy: A single institution experience.
      • Oehler-Janne C
      • Huguet F
      • Provencher S
      • et al.
      HIV-specific differences in outcome of squamous cell carcinoma of the anal canal: A multicentric cohort study of HIV-positive patients receiving highly active antiretroviral therapy.
      • Wexler A
      • Berson AM
      • Goldstone SE
      • et al.
      Invasive anal squamous-cell carcinoma in the HIV-positive patient: Outcome in the era of highly active antiretroviral therapy.
      • Munoz-Bongrand N
      • Poghosyan T
      • Zohar S
      • et al.
      Anal carcinoma in HIV-infected patients in the era of antiretroviral therapy: A comparative study.
      A recent meta-analysis reported that patients with localized anal cancer and HIV infection treated with CRT experienced greater risk of grade 3 to 4 skin, hematologic, and GI toxicities, as well as worse disease-free survival (DFS) and overall survival (OS) rates compared with patients who were not infected with HIV.
      • Camandaroba MPG
      • de Araujo RLC
      • Silva VSE
      • de Mello CAL
      • Riechelmann RP.
      Treatment outcomes of patients with localized anal squamous cell carcinoma according to HIV infection: systematic review and meta-analysis.
      Morbidity and mortality from anal cancer is significant among PLWHA. In contrast to the high 5-year OS rate of ∼78% in the HIV-uninfected population,
      • Gunderson LL
      • Winter KA
      • Ajani JA
      • et al.
      Long-term update of US GI intergroup RTOG 98-11 phase III trial for anal carcinoma: Survival, relapse, and colostomy failure with concurrent chemoradiation involving fluorouracil/mitomycin versus fluorouracil/cisplatin.
      the 5-year survival rates for PLWHA with anal cancer range from 47% to 60%.
      • Frisch M
      • Biggar RJ
      • Goedert JJ.
      Human papillomavirus-associated cancers in patients with human immunodeficiency virus infection and acquired immunodeficiency syndrome.
      • Coghill AE
      • Shiels MS
      • Suneja G
      • Engels EA.
      Elevated cancer-specific mortality among HIV-infected patients in the United States.
      • Johnson LG
      • Madeleine MM
      • Newcomer LM
      • Schwartz SM
      • Daling JR.
      Anal cancer incidence and survival: The surveillance, epidemiology, and end results experience, 1973-2000.
      Since the introduction of antiretroviral therapy (ART), there have been no significant improvements in survival, tumor control, or better tolerability of chemotherapy and RT in the HIV-infected population.
      • Bower M
      • Powles T
      • Newsom-Davis T
      • et al.
      HIV-associated anal cancer: Has highly active antiretroviral therapy reduced the incidence or improved the outcome?.
      Our retrospective study evaluates the changes in pre- and posttreatment CD4 counts, acute and late toxicities from definitive treatment, and long-term oncologic outcomes in anal cancer among PLWHA treated at a single institution in a large metropolitan area.

      Patients and Methods

      Patients

      Between 2008 and 2018, 75 consecutive patients with known HIV infection and localized anal cancer were treated with definitive CRT and reviewed under an institutional review board–approved protocol. Exclusion criteria included patients who did not have a documented HIV infection, did not initiate a definitive cancer treatment regimen, or had known metastatic disease. Cancers were staged per the seventh edition of the American Joint Committee on Cancer Staging Atlas. Clinical factors, such as age at diagnosis, tumor stage, nodal stage, race, CD4 counts, viral load, white blood counts, absolute neutrophil counts, performance status, sex, and use of ART before treatment were collected from chart review. All patients underwent computed tomography–based simulation for treatment planning. After treatment completion, patients were followed with physical examinations and surveillance imaging. Information such as RT modality, chemotherapy regimen, RT breaks, chemotherapy dose reductions/deviations, and acute toxicities were collected from chart review. The Common Terminology Criteria for Adverse Events version 5.0 was used for scoring acute and late treatment toxicity. Late toxicity was defined as occurring beyond 6 months from treatment completion. The pelvic bones were retrospectively contoured per Mell et al
      • Mell LK
      • Kochanski JD
      • Roeske JC
      • et al.
      Dosimetric predictors of acute hematologic toxicity in cervical cancer patients treated with concurrent cisplatin and intensity-modulated pelvic radiotherapy.
      to act as a surrogate for bone marrow dose.

      Treatment

      The majority of patients received IMRT, which was used exclusively in 69 patients (92%). Five patients had a combination of 3-dimensional conformal RT with IMRT boost, and 1 patient had only 3-dimensional conformal RT. Almost all patients (99%) received 5FU chemotherapy; 55% received concurrent MMC and 40% received concurrent cisplatin.

      Statistical methods

      Statistical analysis was conducted using SAS, Version 9.4 (SAS Institute Inc, Cary, NC), and SAS macros developed by Biostatistics Shared Resource at the Winship Cancer Institute.
      • Liu Y
      • Nickleach DC
      • Zhang C
      • Switchenko JM
      • Kowalski J.
      Carrying out streamlined routine data analyses with reports for observational studies: Introduction to a series of generic SAS ((R)) macros.
      Descriptive statistics for each variable were reported. OS was defined as months from radiation end date to date of death or last follow-up, where those alive were censored at last follow-up date. Local recurrence-free survival (LRFS) was defined as months from radiation end date to date of local recurrence, death, or last follow-up, where those who were either alive without local recurrence or who died without local recurrence were censored at last follow-up date or date of death, respectively. Distant metastasis-free survival (DMFS) was defined as months from radiation end date to date of distant metastasis, death, or last follow-up, where those who were either alive without distant metastasis or who died without distant metastasis were censored at last follow-up date or date of death, respectively. DFS was defined as time from radiation end to local recurrence, distant metastases, or last follow-up. Event-free survival (EFS) was defined as time from radiation end to any event or last follow-up. OS, LRFS, DMFS, DFS, and EFS were estimated using the Kaplan–Meier method. The association with OS, LRFS, DMFS, DFS, and EFS with patient characteristics was assessed by Cox proportional hazards models and log-rank tests. Multivariable Cox proportional hazards models were fit for select variables. Longitudinal CD4 counts were plotted as a function of time from radiation start using locally estimated scatterplot smoothing curves, with 95% confidence limits. Paired assessments of CD4 between time points were evaluated using paired t tests. Pearson correlation coefficients were generated between treatment start date and CD4 count as well as from treatment end date and CD4 count, stratifying by local recurrence. Receiver operating characteristic analysis was used to determine the utility of pelvic bone marrow volumes for various treatment doses for predicting grade 3 hematologic toxicity. Statistical significance was assessed at the .05 level, and all tests were 2-sided unless otherwise specified.

      Results

      Patient characteristics

      The majority were male (92%), Black (78%), and had an Eastern Cooperative Oncology Group performance status 0 to 1 (97%). Median age was 47 years (Range, 31-66 years). Most (87%) patients were receiving ART before initiating CRT, and 6 patients were started on ART after definitive anal cancer treatment was initiated. The median pretreatment CD4 count was 280 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      (Range, 1-2211 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      ) and viral load 1.6 log10 copies/mL (Range, 0-5.79 log10 copies/mL). Only 13 (17%) had stage I cancer, whereas 21 (28%) had stage II cancers, and the majority (55%) had stage III disease. The median time from biopsy diagnosis to start of treatment was 69 days (Range, 13-356 days). Additional patient and tumor characteristics are listed in Table 1.
      Table 1Patient and treatment characteristics
      VariablesN (%) = 75
      Race
       Black58 (78.4)
       White13 (17.6)
       Hispanic3 (4.1)
       Missing1
      Sex
       Male69 (92.0)
       Female6 (8.0)
      Eastern Cooperative Oncology Group Performance Status
       017 (22.7)
       156 (74.7)
       22 (2.7)
      Overall clinical stage
       I13 (17.3)
       II21 (28.0)
       III41 (54.7)
      T stage
       115 (20.0)
       230 (40.0)
       326 (34.7)
       44 (5.3)
      N stage
       034 (45.3)
       14 (5.3)
       214 (18.7)
       323 (30.7)
      Antiretroviral use
       No10 (13.3)
       Yes65 (86.7)
      Cisplatin
       No43 (58.9)
       Yes30 (41.1)
       Missing2
      5-Fluoruracil
       No1 (1.3)
       Yes74 (98.7)
      Concurrent mitomycin C
       No33 (44.6)
       Yes41 (55.4)
       Missing1
      Chemotherapy deviation
       No61 (81.3)
       Yes14 (18.7)
      Radiation treatment break
       No47 (62.7)
       Yes28 (37.3)
      Acute grade 2 skin toxicity
       No12 (16.2)
       Yes62 (83.8)
       Missing1
      Acute grade 2 gastrointestinal toxicity
       No66 (90.4)
       Yes7 (9.6)
       Missing2
      Acute grade 3 skin toxicity
       No59 (80.8)
       Yes14 (19.2)
       Missing2
      Acute grade 3 gastrointestinal toxicity
       No71 (97.3)
       Yes2 (2.7)
       Missing2
      Acute grade 3 hematologic toxicity
       No58 (79.5)
       Yes15 (20.5)
       Missing2
      Acute grade 5 toxicity
       No74 (98.7)
       Yes1 (1.3)
      Colostomy posttreatment
       No68 (90.7)
       Yes7 (9.3)
      Age (at start of treatment, y)
       Mean47.40
       Median47.00
       Minimum31.00
       Maximum66.00
       SD8.38
       Missing0.00
      CD4 count (pretreatment, cells/mm3)
       Mean368.49
       Median280.00
       Minimum1.00
       Maximum2211.00
       SD383.34
       Missing4.00
      Viral load (pretreatment, HIV log10 copies/mL)
       Mean1.91
       Median1.60
       Minimum0.00
       Maximum5.79
       SD1.79
       Missing9.00
      WBC (pretreatment, K/mcL)
       Mean7.08
       Median6.70
       Minimum2.40
       Maximum14.30
       SD3.14
       Missing0.00
      Absolute neutrophil count (pretreatment, K/mcL)
       Mean4.44
       Median3.90
       Minimum0.80
       Maximum12.78
       SD2.74
       Missing3.00
      Absolute lymphocyte count (pretreatment, K/mcL)
       Mean1.93
       Median1.80
       Minimum0.20
       Maximum6.90
       SD1.01
       Missing3.00
      Abbreviations: HIV = human immunodeficiency virus; SD = standard deviation; WBC = white blood cell.

      Treatment characteristics and deviations

      Median RT dose delivered was 54 Gy (Range, 46.8-59.4 Gy) over a median of 44 elapsed days (Range, 32-160 days). RT interruptions were noted in 28 (37%) patients. The median number of elapsed treatment days for those who had RT interruptions due to acute toxicities was 52 days (Range, 47-160 days) compared with 42 days (Range, 32-50 days) in patients without RT interruptions. The median pretreatment CD4 count in the group that received MMC was 284.5 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      (Range, 1-2211 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      ) compared with a median of 251 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      (Range, 9-1823 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      ) for the cisplatin group. Chemotherapy deviation was defined as missing one or both cycles of 5FU/cisplatin or 5FU/MMC, with 14 (19%) patients experiencing chemotherapy deviations. Among those with chemotherapy deviations, the majority (71%) received one cycle of full-dose chemotherapy. Three patients received only 5FU with RT, and 1 patient received RT alone without any chemotherapy.

      Oncologic outcomes

      With a median follow-up of 5.4 years (Range, 4.37-6.21 years), 17 (23%) patients had local recurrence at a median of 50.0 months (Range, 0.7-153.3 months) from RT completion to time of local recurrence (Fig. 1). Ten (13%) patients presented with isolated local failures, 7 (9%) patients had simultaneous local recurrence and distant metastases, and 2 subjects presented with distant metastases with subsequent local recurrence 23.0 months later (Fig. 2). Five (7%) patients presented with distant metastases alone. Nine (12%) patients died due to progressive disease (Fig. 3). Although 8 (11%) patients had colostomies, only 1 received an elective diverting colostomy before definitive treatment; 4 patients received colostomies because of local recurrence, including 3 patients who had abdominoperineal resection procedures performed after their definitive chemotherapy and RT (Fig. E1). The remaining 3 patients did not have evidence of recurrence at the time of diverting ostomy placement: 2 patients opted for diverting ostomy after experiencing fecal incontinence, and 1 patient required diverting ostomy after developing colonic obstruction.
      Figure 1
      Figure 1Local recurrence-free survival curve for 75 patients with HIV and anal cancer treated with definitive chemotherapy and radiation therapy.
      Figure 2
      Figure 2Disease-free survival curve for 75 patients with HIV and anal cancer treated with definitive chemotherapy and radiation therapy.
      Figure 3
      Figure 3Overall survival curve for 75 patients with HIV and anal cancer treated with definitive chemotherapy and radiation therapy.
      In univariate analysis, there was significant association between advanced T stage, clinical nodal involvement, chemotherapy deviation, acute and late grade 3 GI toxicity, acute and late grade 3 hematologic toxicity, late grade 5 toxicity, pretreatment white blood count, and pretreatment absolute neutrophil count with worse OS, all P < .04 (Table 2). With our sample size, we conducted a limited multivariable Cox regression model with 3 covariates that appeared to have large effect on univariate analysis: chemotherapy deviation, acute grade 3 GI toxicity, and N stage. With multivariate analysis, only clinical N0 stage was associated with a decreased risk of death compared with clinical node-positive disease (hazard ratio, 0.39, 95% confidence interval, 0.16-1.00, P = .049, Table 3). No associations were seen for those 3 covariates with LRFS, DMFS, and EFS. For LRFS, chemotherapy deviation, acute and late grade 3 GI toxicity, late grade 3 hematologic toxicity, late grade 3 skin toxicity, and older age were associated with worse outcomes (P < .05) on univariate analysis.
      Table 2Univariate overall survival analysis
      Overall survival*
      CovariateNHR(95% CI)HR PLog-rank P
      Race
       Black581.34 (0.46-3.95).594.592
       Other16
      Sex
       Male691.11 (0.26-4.73).890.890
       Female6
      Eastern Cooperative Oncology Group Performance Status
       0170.64 (0.22-1.88).416.413
       >058
      Overall clinical stage
       1130.15 (0.02-1.12).064.073
       2210.58 (0.23-1.49).260
       341
      T stage
       1150.10 (0.01-0.78).028.013
       2300.46 (0.19-1.11)0.084
       3/430
      N stage
       0/1380.33 (0.13-0.81).016.042
       2140.60 (0.19-1.90).385
       323
      Cisplatin
       Yes300.95 (0.40-2.26).900.899
       No43
      Mitomycin C
       Yes411.11 (0.48-2.57).811.811
       No33
      Chemotherapy deviation
       Yes142.72 (1.11-6.67).029.023
       No61
      Radiation treatment break
       Yes281.74 (0.77-3.95).185.179
       No47
      Acute grade 2 skin toxicity
       Yes621.58 (0.47-5.31).463.459
       No12
      Acute grade 2 gastrointestinal toxicity
       Yes72.59 (0.88-7.64).085.073
       No66
      Acute grade 3 skin toxicity
       Yes141.24 (0.46-3.36).667.667
       No59
      Acute grade 3 gastrointestinal toxicity
       Yes28.02 (1.76-36.45).007.001
       No71
      Acute grade 3 hematologic toxicity
       Yes152.71 (1.15-6.41).023.018
       No58
      Acute grade 5 toxicity
       Yes1<.001
       No74
      Late grade 2 skin toxicity
       Yes201.18 (0.44-3.14).746.745
       No40
      Late grade 2 gastrointestinal toxicity
       Yes

      No
      41

      22
      0.69 (0.28-1.73)

      .432

      .430

      Late grade 3 skin toxicity
       Yes

      No
      12

      50
      1.58 (0.52-4.81)

      .423

      .419

      Late grade 3 gastrointestinal toxicity
       Yes

      No
      17

      45
      4.25 (1.72-10.51)

      .002

      <.001
      Late grade 3 hematologic toxicity
       Yes

      No
      4

      58
      13.40 (4.10-43.79)

      <.001

      <.001
      Late grade 5 toxicity
       Yes

      No
      2

      61
      17.37 (3.48-86.76)

      <.001

      <.001
      Age (at start of treatment, y)750.97 (0.92-1.02).219
      CD4 count (pretreatment, cells/mm3)711.00 (1.00-1.00).297
      Viral load (pretreatment, HIV log10 copies/mL)661.05 (0.82-1.34).720
      White blood count (pretreatment, K/mcL)751.22 (1.07-1.38).002
      Absolute neutrophil count (pretreatment, K/mcL)721.28 (1.11-1.48)<.001
      Absolute lymphocyte count (pretreatment, K/mcL)720.89 (0.59-1.36)0.597
      Abbreviations: CI = confidence interval; HIV = human immunodeficiency virus; HR = hazard ratio.
      *Overall survival is defined as months from radiation therapy completion. Bolded values are stastically significant.
      Table 3Multivariable overall survival analysis
      Overall survival
      CovariateNHR (95% CI)HR P
      Chemotherapy deviation
       Yes142.55 (0.91-7.15).076
       No59
      Acute grade 3 gastrointestinal toxicity
       Yes22.65 (0.47-15.05).272
       No71
      N stage
       0330.39 (0.16-1.00).049
       1-340
      Abbreviations: CI = confidence interval; HR = hazard ratio.

      Trends in CD4 counts

      The median pretreatment CD4 count was 280 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      . However, CD4 counts dropped after treatment with median 6 months’ posttreatment CD4 count at 87 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      (P < .001) and remained low at 12 months’ posttreatment, at 182 cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      (P < .001). A trajectory plot of available CD4 counts in relation to local recurrence after CRT is depicted in Fig. E2. We did not observe significantly significant differences in CD4 counts among patients with or without high-grade acute toxicities. The Pearson correlation coefficients for months from CD4 date to RT start date were 0.085 (P = .1) and –0.003 (P = .9) for no local recurrence and local recurrence, respectively. For months from CD4 date to RT end date, the Pearson correlation coefficients were 0.085 (P = .1) and 0.006 (P = 1) for no local recurrence and local recurrence, respectively.

      Acute toxicities from treatment

      The majority (84%) of patients experienced acute grade 2 dermatologic toxicity, and 14 (19%) had grade 3 dermatologic toxicity. GI toxicities were infrequent, with 7 (10%) experiencing grade 2 GI toxicities and 2 (3%) with grade 3 GI toxicities. Fifteen (21%) of patients experienced grade 3 hematologic toxicity. There was 1 grade 5 adverse event from sepsis.
      No significant associations were seen in the receiver operating characteristic analysis comparing different bone marrow dose-to-volume relationships in predicting for grade 3 hematologic toxicities. Multiple dose levels from 5 to 50 Gy were modeled.

      Late toxicities from treatment

      Among the patients who experienced late toxicities from RT, GI toxicities were the most frequent (Table E1). The most common GI toxicity was grade 2 (n = 39), followed by grade 3 (n = 16). There were 2 grade 5 GI toxicities of bowel ischemia that were graded as possibly from therapy. Late grade 2 dermatologic toxicities were seen in 19 patients, and 12 patients had grade 3 dermatologic toxicity.

      Discussion

      HIV infection is a well-known risk factor for the development of anal cancer. In this population of patients with HIV and anal cancer, we report that 23% experienced local recurrence, whereas a minority (7%) presented with distant metastases alone as their only site of disease progression. Thus, treatment failure at the primary site is still a major concern in PLWHA with anal cancer. In addition, a sizable portion of patients experienced acute and late toxicities from treatment. Even though most patients in our study received modern IMRT techniques, many (37%) patients required treatment breaks from RT, and 19% of patients had chemotherapy deviations. Similarly, for patients participating in the Radiation Therapy Oncology Group (RTOG) 0529 trial of dose painted-IMRT, treatment breaks were needed in 49% patients, and 16% of patients were scored as not completing both cycles of MMC and 5FU per protocol.
      • Kachnic LA
      • Winter K
      • Myerson RJ
      • et al.
      RTOG 0529: A phase 2 evaluation of dose-painted intensity modulated radiation therapy in combination with 5-fluorouracil and mitomycin-C for the reduction of acute morbidity in carcinoma of the anal canal.
      In another study, Wexler et al
      • Wexler A
      • Berson AM
      • Goldstone SE
      • et al.
      Invasive anal squamous-cell carcinoma in the HIV-positive patient: Outcome in the era of highly active antiretroviral therapy.
      also noted high rates of RT interruptions among patients with HIV and anal cancer, with more than two-thirds of their patients requiring RT breaks.
      Among acute toxicities during CRT, we observed 19% of patients having grade 3 dermatologic toxicity, 21% having grade 3 hematologic toxicities, and 3% having grade 3 GI toxicities. Although our acute toxicities may appear lower than those reported in RTOG 0529 (23% with grade 3 dermatologic, 58% with grade 3 hematologic, and 21% with grade 3 GI toxicities), our study was retrospectively collected, unlike the prospective nature of RTOG 0529. Our observed rates of acute toxicities were similar to other reports of acute toxicities in patients with HIV treated with CRT: grade 3 skin toxicity in 25%, grade 3 diarrhea in 28%, grade 3 hematologic toxicity in 21%, and grade 4 hematologic in 48%.
      • Wexler A
      • Berson AM
      • Goldstone SE
      • et al.
      Invasive anal squamous-cell carcinoma in the HIV-positive patient: Outcome in the era of highly active antiretroviral therapy.
      Lymphopenia during and after CRT is common even in patients who are uninfected by HIV. A recent report noted that lymphopenia did not appear to be associated with worse OS, local control, or distant metastases in patients with anal cancer uninfected by HIV, but HIV infection was independently associated with death on multivariable analysis; however, this study notably had <5% of PLWHA in their series.
      • De B
      • Ludmir EB
      • Messick CA
      • et al.
      Prognostic impact of lymphopenia and neutrophil-lymphocyte ratio for patients with anal squamous cell carcinoma.
      Our data suggest that acute grade 3 hematologic toxicity remains a frequent toxicity in patients with HIV undergoing anal cancer treatment.
      Several late toxicities were still observed 6 months after RT, with the most frequent as grade 2 GI toxicities. Some patients continued to have severe GI toxicities, with 16 patients noted to have grade 3 GI toxicities. There were 2 grade 5 GI toxicities of bowel ischemia that were possibly from treatment: one at 6 months posttherapy and the other at 2 years posttreatment. Our study demonstrates that patients with HIV and anal cancer may continue to suffer from late toxicities many months to years from definitive anal cancer treatment.
      Quality of life among PLWHA may be significantly affected by anal cancer treatment, but our study did not collect such data. Despite the high frequency of toxicities associated with anal cancer treatment, only a handful of studies have tracked patient-reported outcomes (PROs) during anal cancer treatment.
      • Tournier-Rangeard L
      • Mercier M
      • Peiffert D
      • et al.
      Radiochemotherapy of locally advanced anal canal carcinoma: Prospective assessment of early impact on the quality of life (randomized trial ACCORD 03).
      • Han K
      • Cummings BJ
      • Lindsay P
      • et al.
      Prospective evaluation of acute toxicity and quality of life after IMRT and concurrent chemotherapy for anal canal and perianal cancer.
      • Kronborg C
      • Serup-Hansen E
      • Lefevre A
      • et al.
      Prospective evaluation of acute toxicity and patient reported outcomes in anal cancer and plan optimization.
      • Tom A
      • Bennett AV
      • Rothenstein D
      • Law E
      • Goodman KA.
      Prevalence of patient-reported gastrointestinal symptoms and agreement with clinician toxicity assessments in radiation therapy for anal cancer.
      Some groups have noted a discrepancy between PROs compared with physician-reported toxicities, and many patients required treatment breaks (29%-45%) even with the adoption of IMRT.
      • Han K
      • Cummings BJ
      • Lindsay P
      • et al.
      Prospective evaluation of acute toxicity and quality of life after IMRT and concurrent chemotherapy for anal canal and perianal cancer.
      ,
      • Tom A
      • Bennett AV
      • Rothenstein D
      • Law E
      • Goodman KA.
      Prevalence of patient-reported gastrointestinal symptoms and agreement with clinician toxicity assessments in radiation therapy for anal cancer.
      Even less is known regarding how the quality of life of patients with HIV is affected during anal cancer treatment, as patients with HIV comprised a small minority of the studied populations (7.7%-19%).
      • Peiffert D
      • Tournier-Rangeard L
      • Gerard JP
      • et al.
      Induction chemotherapy and dose intensification of the radiation boost in locally advanced anal canal carcinoma: Final analysis of the randomized UNICANCER ACCORD 03 trial.
      Although our study did not collect prospective PROs, understanding the effect of PROs among PWLHA with anal cancer is needed.
      ART is essential in controlling HIV infection and, as ART changes, the interaction with antineoplastic agents continues to be investigated. Significant changes in ART have improved compliance and tolerability of ART, leading to more patients with HIV living longer. However, concern has been raised about ART's association with relapse and increased toxicities with anal cancer among PLWHA. Pappou et al
      • Pappou EP
      • Magruder JT
      • Fu T
      • et al.
      Prognostic and predictive clinicopathologic factors of squamous anal canal cancer in HIV-positive and HIV-negative patients: Does HAART influence outcomes?.
      noted that ART was associated with a greater rate of relapse in patients with HIV. Wexler et al reported that although patients with HIV taking ART had comparable oncologic outcomes with those uninfected with HIV, patients with HIV had greater rates of toxicities, with more than two-thirds of patients requiring RT interruptions due to toxicities.
      • Wexler A
      • Berson AM
      • Goldstone SE
      • et al.
      Invasive anal squamous-cell carcinoma in the HIV-positive patient: Outcome in the era of highly active antiretroviral therapy.
      One theory is that HIV protease inhibitors inhibit AKT signaling and increase radiation sensitivity to contribute to radiation-induced apoptosis,
      • Camandaroba MPG
      • de Araujo RLC
      • Silva VSE
      • de Mello CAL
      • Riechelmann RP.
      Treatment outcomes of patients with localized anal squamous cell carcinoma according to HIV infection: systematic review and meta-analysis.
      ,
      • Gupta AK
      • Cerniglia GJ
      • Mick R
      • McKenna WG
      • Muschel RJ.
      HIV protease inhibitors block Akt signaling and radiosensitize tumor cells both in vitro and in vivo.
      thereby increasing high-grade toxicities in patients with HIV during treatment for anal cancer. Yoder et al
      • Yoder AK
      • Lakomy DS
      • Dong Y
      • et al.
      The association between protease inhibitors and anal cancer outcomes in veterans living with HIV treated with definitive chemoradiation: A retrospective study.
      recently reported that use of protease inhibitors during CRT for anal cancer treatment did not appear to be associated with any clinical outcome or increase in nonhematologic toxicity, but observed a statistically significant association with increased hospitalizations for hematologic toxicities. Thus, it is crucial for future studies to clarify optimal treatment for patients with HIV on ART, albeit challenging because many prospective trials exclude PWLHA.
      Concerns for toxicity are heightened in PWLHA with anal cancer because of its potential association of decreased local control and survival.
      • Oehler-Janne C
      • Huguet F
      • Provencher S
      • et al.
      HIV-specific differences in outcome of squamous cell carcinoma of the anal canal: A multicentric cohort study of HIV-positive patients receiving highly active antiretroviral therapy.
      ,
      • Munoz-Bongrand N
      • Poghosyan T
      • Zohar S
      • et al.
      Anal carcinoma in HIV-infected patients in the era of antiretroviral therapy: A comparative study.
      ,
      • Kim JH
      • Sarani B
      • Orkin BA
      • et al.
      HIV-positive patients with anal carcinoma have poorer treatment tolerance and outcome than HIV-negative patients.
      Pretreatment and posttreatment CD4 count is associated with increased acute hematologic toxicity, hospitalization for toxicity, and tumor recurrence in patients positive for HIV.
      • Bryant AK
      • Mudgway R
      • Huynh-Le MP
      • et al.
      Effect of CD4 count on treatment toxicity and tumor recurrence in human immunodeficiency virus-positive patients with anal Cancer.
      ,
      • Wexler A
      • Berson AM
      • Goldstone SE
      • et al.
      Invasive anal squamous-cell carcinoma in the HIV-positive patient: Outcome in the era of highly active antiretroviral therapy.
      ,
      • Alfa-Wali M
      • Allen-Mersh T
      • Antoniou A
      • et al.
      Chemoradiotherapy for anal cancer in HIV patients causes prolonged CD4 cell count suppression.
      Bryant et al
      • Bryant AK
      • Mudgway R
      • Huynh-Le MP
      • et al.
      Effect of CD4 count on treatment toxicity and tumor recurrence in human immunodeficiency virus-positive patients with anal Cancer.
      reported that each 100-cells/mm
      • de Pokomandy A
      • Rouleau D
      • Ghattas G
      • et al.
      Prevalence, clearance, and incidence of anal human papillomavirus infection in HIV-infected men: The HIPVIRG cohort study.
      decrease in posttreatment CD4 count increased the risk of recurrence by 54%. Decreased CD4 count after CRT is associated with increased acute toxicity, increased tumor recurrence, and prolonged suppression of CD4 counts
      • Bryant AK
      • Mudgway R
      • Huynh-Le MP
      • et al.
      Effect of CD4 count on treatment toxicity and tumor recurrence in human immunodeficiency virus-positive patients with anal Cancer.
      ,
      • Wexler A
      • Berson AM
      • Goldstone SE
      • et al.
      Invasive anal squamous-cell carcinoma in the HIV-positive patient: Outcome in the era of highly active antiretroviral therapy.
      ,
      • Alfa-Wali M
      • Allen-Mersh T
      • Antoniou A
      • et al.
      Chemoradiotherapy for anal cancer in HIV patients causes prolonged CD4 cell count suppression.
      ; decreasing hematologic toxicity is important in decreasing side effects, rates of hospitalization, and risk of recurrence.
      • Bryant AK
      • Mudgway R
      • Huynh-Le MP
      • et al.
      Effect of CD4 count on treatment toxicity and tumor recurrence in human immunodeficiency virus-positive patients with anal Cancer.
      Prolonged suppression of CD4 counts is observed even 1-year posttreatment, exposing patients infected with HIV to cancer recurrence and opportunistic infections.
      • Alfa-Wali M
      • Allen-Mersh T
      • Antoniou A
      • et al.
      Chemoradiotherapy for anal cancer in HIV patients causes prolonged CD4 cell count suppression.
      Although we did not observe statistically significant associations with CD4 counts with local recurrence, we may have been limited by our sample size of 75 patients.
      Our study has limitations, given its retrospective nature and single-institution cohort. Although our study cohort incorporates one of the larger sample sizes of patients with HIV infection and anal cancer in the modern era, the overall number of patients may be too small to detect relationships between CD4 counts and oncologic outcomes, such as local recurrence or OS. One strength of our study is that our population contains a significant proportion of Black patients. Such a patient distribution in race is important, because the Centers for Disease Control and Prevention reported that, in 2018, Black subjects made up 42% of the 37,968 new HIV diagnoses in the United States and dependent areas.

      Centers for Disease Control and Prevention. HIV and African American People. Webpage. Available at: https://www.cdc.gov/hiv/group/racialethnic/africanamericans/index.html. Accessed January 11, 2022.

      More specifically, 26% of the new HIV diagnoses were among Black gay and bisexual men.

      Centers for Disease Control and Prevention. HIV and African American Gay and Bisexual Men. Available at: https://www.cdc.gov/hiv/group/msm/bmsm.html. Accessed January 11, 2022.

      With the rates of anal cancer incidence and HIV infection continuing to rise, it is likely that we will continue to see an increase in Black PWLHA diagnosed with anal cancer.
      Of note, the majority of our patients were treated with IMRT. The one acute grade 5 toxicity was seen in a patient with stage III cancer who was treated with 3-dimensional fields initially. The patient did not complete treatment secondary to septic shock, which was likely related to severe desquamation in the groin from RT and pancytopenia from 5FU/MMC. However, direct comparisons between IMRT versus 3DCRT cannot be made with the limited numbers of patients treated with 3DCRT.
      One strategy to improve toxicity and outcomes in PLWHA with anal cancer is focusing on anal cancer prevention. The recent findings of the randomized controlled Anal Cancer/HSIL Outcomes Research (ANCHOR) trial have been encouraging. The study was conducted in PLWHA with precursor lesions and determined that the removal of high-grade squamous intraepithelial lesions significantly reduced the chances of progression to anal cancer compared with those on active monitoring.
      • Palefsky JM
      • Lee JY
      • Jay N
      • et al.
      Treatment of anal high-grade squamous intraepithelial lesions to prevent anal cancer.
      Thus, more attention toward early detection and screening in this high-risk population is warranted.
      Another rising arena in anal cancer prevention is the quadrivalent HPV (qHPV) vaccine. Palefsky et al
      • Palefsky JM
      • Giuliano AR
      • Goldstone S
      • et al.
      HPV vaccine against anal HPV infection and anal intraepithelial neoplasia.
      reported the results of a randomized controlled trial that randomized healthy HIV-uninfected MSM to qHPV vaccine or placebo to evaluate the efficacy of qHPV vaccine in preventing anal intraepithelial neoplasia (including condyloma) and anal cancer related to HPV-6, -11, -16, or -18 infection. The vaccinated group had reduced the rates of anal intraepithelial neoplasia compared with the placebo group, and no vaccine-related serious adverse events were reported; notably, no anal cases of anal cancer was seen in this group of young men. More research on the qHPV vaccine in PWLHA may be critical in decreasing the incidence of anal cancer in the future.
      Until anal cancer can be actively prevented, definitive cancer treatment for PLWHA with anal cancer needs to be further investigated. Studies that have focused on PLWHA with anal cancer have been mostly small and retrospective. Our study suggests that many patients with HIV and anal cancer can achieve good local control; however, the treatment comes at the cost of potentially severe acute and late toxicities, treatment interruptions, and persistently depressed CD4 counts. Additional attention to supportive care during treatment as well as more inclusion of PWLHA in prospective trials for anal cancer are needed.

      Conclusions

      Local recurrence, severe treatment toxicity, and suppressed CD4 counts continue to be problematic in patients with HIV and anal cancer despite improvements in RT techniques with IMRT. Clinical nodal involvement appears to be associated with worse OS and emphasis on early diagnosis, aggressive screening, and prevention in this high-risk population may be warranted. Further investigations including the HIV-infected population with anal cancers are urgently needed.

      Appendix. Supplementary materials

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